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You can complain, but they won't tell

Why is it that….

The state of Florida adopts a spiffy new set of investor protections, yet says complaints against bad stockbrokers or investment advisors cannot be made public?

That’s what I learned in examining the case of Gary J. Gross, which you’ll see in the newspaper today. And here:
http://tr.im/xT6Y

I don’t get why you can’t know if a lot of other investors have a problem with the person you’re going to for advice. You could know this if it was a doctor. Are financial relationships any less important?

POSTED IN: Wall Street (14)

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About This Blog

You've got the job of managing your money. No one in school taught you how.

But you and I, we can teach each other, how to handle it, how to save for retirement, how to make money... < More >

Harriet Johnson Brackey Harriet Johnson Brackey, the personal finance writer for the Sun-Sentinel, has been an award-winning business...< More >

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